Status and Details

Status and Details

This page contains information about the status, approval and implementation of this document, contact details for enquiries about document application/interpretation, and a brief summary of changes between this and the previous version.

Compliance Breach Management Procedure

Status Current
Effective Date 19th October 2020
Review Date 6th May 2022
Approval Authority Chief Financial Officer
Approval Date 2nd September 2020
Expiry Date Not Applicable
Policy Author Briony Lewis
Executive Director, Governance, Legal and Strategic Operations
Policy Owner Teresa Finlayson
Chief Operating Officer
Enquiries Contact Central Compliance

Summary of Changes from Previous Version

In 2020, RMIT launched a new database driven policy management system and migrated its existing suite of policy documents into the new policy register. This is the first version of this document to be published using the new system. The document has been re-formatted (e.g. numbering conventions, fonts) to enable publication in the new database driven register, but is otherwise reflective of the approved version that was in effect at the time the new system/register was launched.


The approved version of this document took effect on 1 August 2019 (the first effective date) and corresponds to version 1.1 as it appeared in the former policy register.


 




02/08/2021: Division name changed from Internal Audit, Compliance Risk and Regulation (IACRR) to Risk, Audit and Compliance (RAC)



01/09/2022: Position name changed from Executive Director, Governance, Legal and Strategic Operations (EDGLSO) to Executive Director Governance, Legal and Strategic Operations (EDGLSO)



11/08/2023: Position name changed from Executive Director Governance, Legal and Strategic Operations (EDGLSO) to Executive Director, Governance, Legal and Strategic Operations (EDGLSO)


6/09/2023: Position change in clauses 8, 14 and 23 from Chief Audit and Risk Officer to Associate Director, Policy, Compliance and Contract Management


 



11/09/2023: Position name changed from Executive Director, Governance, Legal and Strategic Operations (EDGLSO) to Executive Director, Governance, Legal and Strategic Operations (ED GLSO)